Keala Advisors LLC (“Keala”, “firm”, “we”, or “our”), as a Registered Investment Adviser, values the trust our clients have placed in us and are committed to the responsible management, use, and protection of their personal information.
Why We Collect Personal Information. To conduct regular business, Keala collects personal information about its customers to help it serve their financial needs, process transactions in their account(s), provide customer service, offer new products or services, and fulfill legal and regulatory requirements.
Information We Collect From our Website:
When visitors to our site leave comments or send messages through our website, we collect the data shown in the comments form along with your IP Address and Online Identifier Information.
Information We Collect From Clients:
Additional Information Maintained:
Personal Information we may collect from other sources:
Commitment to Your Private Information.
Keala is committed to safeguarding the confidential information of its clients. Keala holds all Personal Information provided by clients and other sources in the strictest confidence and it is the objective of the firm to protect the privacy of all clients. The staff of Keala realizes that providing Personal Information is an act of trust. Keala values its clients’ trust and confidence. We will never sell or share the nonpublic personal information obtained from or in reference to clients. Additionally, we will not sell or share your Personal Information for marketing purposes. All information provided by clients to Keala and its staff or information received from other sources, and information and advice furnished to clients by us, shall be treated as confidential and shall not be disclosed to affiliated or unaffiliated third parties, except as permitted or directed by clients with written authorization, by application to facilitate the investment services offered by the firm via an affiliated or unaffiliated financial services provider, or as required by any rule, regulation or law.
Sharing Information with Other Companies Permitted Under Law.
To administer, manage, service, and provide related services for client accounts, it is necessary for Keala to provide access to client information within the firm and to nonaffiliated companies, with whom we have entered into agreements. Since Keala shares nonpublic information solely to service client accounts, the firm does not otherwise disclose any nonpublic personal information about the firm’s customers or former customers to anyone, except as stated in this policy or permitted by law.
Keala may disclose the client’s information: (1) to individuals and/or entities not affiliated with Keala, including, but not limited to the client’s other professional advisors and/or certain service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, record keeper, proxy management service provider, etc.) that may be recommended or engaged by Keala in furtherance of the client’s engagement of Keala; (2) to provide the client with marketing materials regarding our services, as well as those offered pursuant to joint agreements with our affiliates or non-affiliated third parties, so long as all parties offering the products and/or services have agreed, in writing, to protect the confidentiality of the customer’s information and to not use it for any other purpose; (3) as otherwise necessary in the course of effectively implementing its services; (4) enforce any of our rights, including the collection of any fees or other payments due; (5) as reasonably required pursuant to the proposed or actual sale, merger, transfer, or exchange of all, or a portion of, our business (6) required to do so by judicial or regulatory process; or (7) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations.
The disclosure of Personal Information contained in any document completed by the client for processing and/or transmittal by Keala to facilitate the commencement/continuation/termination of a business relationship between the client and/or between Keala and a non-affiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, record keeper, insurance company, etc.), including, but not limited to, information contained in any document completed and/or executed by the client in furtherance of the client’s engagement of Keala (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding non-affiliated third-party service provider.
Procedures to Protect Confidentiality and Security of Your Personal Information
Keala has procedures in place that limit access to Personal Information to those employees, agents or affiliates, who need to know such information in order to perform business services. In addition, Keala maintains physical, electronic and procedural safeguards to guard your Personal Information. Keala has also adopted the following policies in order to safeguard the Personal Information of our clients in accordance with applicable law:
Linking to Third Party Websites. We may provide links to third party websites. If you follow links to third-party websites not affiliated or controlled by Keala, you should review that third-party’s privacy and security policies and other terms and conditions, as they may be different from our Privacy Policies and Notice. We do not guarantee and are not responsible for the privacy or security of these third-party websites, including the accuracy, completeness, or reliability of their information.
Children. Our Website is not directed or intended for individuals under the age of thirteen (13), and we request that these individuals do not provide personal information through the Website. We do not knowingly collect or retain information from children under the age of 13 without parental consent. Visit the Federal Trade Commission website for more information about the Children’s Online Privacy Protection Act (COPPA).
Contact Us: Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with Christopher J.P. Mitchell, Chief Compliance Officer of Keala Advisors Advisors. Contact information: firstname.lastname@example.org or 929-235-8201.
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© Keala Advisors 2024 | All Rights Reserved | Work with an investment advisor who also has a legal and business background. Let our experts guide you through the myriad of investment opportunities within public and private equities, digital assets and emerging technologies.
Keala Advisors offers a suite of advisory services dedicated to the investors including: Portfolio Management, Investor Due Diligence and Analysis, Investment Strategy, Financial Planning, Fund Formations, Business Strategy and Education. Emerging Technology investments that we consult on include but are not limited to: Blockchain, Cryptocurrencies and Digital Assets, Internet of Things (IOT), Machine Learning, Software as A Service (SAAS), Virtual Reality and Artificial Intelligence.
Digital Assets Investment Advisors
Emerging Technology Experts
Keala Advisors’ team is comprised of experts in the fields of finance, law and technology.
Keala Advisors advises individual and institutional investors, investment groups, early stage companies, founders, entrepreneurs, professional athletes, creative artists and other individuals with non-traditional income streams and sources of wealth.
The firm’s form ADV parts I and II can be found at www.sec.gov